Chief Compliance Officer
Melanie Mendoza is Matarin’s Chief Compliance Officer (CCO) responsible for the firm’s compliance program and regulatory footprint. As an executive of the firm, Melanie is also a member of Matarin’s Management Committee.
Melanie has over 34 years’ experience in the asset management industry in a variety of compliance, operations and trading roles. Most recently she was a compliance consultant at Ascendant Compliance Management, a senior compliance professional at ICMA Retirement Corporation and Chief Compliance Offer and Chief Operating Officer at Credo Capital Management.
Melanie earned a BA in Psychology from Notre Dame of Maryland University. She holds the Certified Regulatory Compliance Professional (CRCP) designation, attended the FINRA/Wharton Certified Regulatory and Compliance Professional program and the holds the FINRA Series 65 certification.
My Favorite Matarin Thought Piece”
Who We Are In the World
“Something at Matarin that I’m Really Proud of”:
Ascendant Compliance Management | 2017 – 2018
ICMA Retirement Corp | 2014 – 2017
Senior Corporate Compliance Officer
Credo Capital Management | 2004 – 2014
Brown Capital Management | 1997 – 2003
Alex, Brown & Sons | 1994 – 1997
Paine Webber, UBS, EF Hutton | 1986 – 1994